Beum, Paul V.

Abstract Abstract 3585 Relapsed/refractory CLL is often resistant to antibody-based therapy. Understanding the dynamics of interaction between complement and cell-based antibody-antigen complexes that promote complement dependent cytotoxicity (CDC) of targeted cells could lead to improved therapies. We are conducting a clinical trial of chemoimmunotherapy for relapsed/refractory CLL using pentostatin, alemtuzumab (ALEM), and low-dose rituximab (RTX). Correlative studies were designed to determine if circulating CLL cells developed resistance to CDC. Peripheral blood CLL cells were obtained from 12 patients (median age 66 years, 11 male, 17p13- in 4) including 7 (58%) who responded (4 CR, 3 PR) to treatment. Blood samples were obtained before initiating therapy (day 1), 48 hr after the 1st RTX dose (20 mg/m2 IV MWF), one hour after the 2nd dose of RTX and 1st dose of ALEM (3 mg SC) (day 3), and 72 hr after the 3rd doses of RTX (cumulative dose 60 mg/m2) and ALEM (cumulative dose 43 mg) (day 8). All blood samples were taken prior to the 1st dose of pentostatin. B cells were examined for expression of several markers including complement control proteins (CCP), CD20 and CD52. By treatment day 8, ALC decreased by 70 % or more for 7 patients. The other 5 patients had ALC that were 50 – 100% of pre-treatment levels. In agreement with previous studies from our laboratories, low-dose RTX rapidly decreased CD20 levels on circulating CLL cells; on day 3 after the 2nd RTX dose (and 1st ALEM dose), CD20 was reduced by > 75% in 10 subjects. CD20 levels recovered by day 8 in 6 of these subjects. One hour after completion of mAb infusions on day 3, fragments of complement breakdown product C3dg were demonstrable on circulating CLL cells in 7 subjects, suggesting that infusion of RTX had promoted complement activation on circulating cells. After the RTX and ALEM infusions on day 3, circulating CLL cells with bound C3dg fragments had considerably reduced levels of CD20 but were not cleared from the circulation, suggesting that RTX had bound to the cells, activated complement and promoted shaving (CD20 loss) without inducing bloodstream clearance of these cells. CD52 levels on circulating CLL cells showed modest decreases by day 8 (~ 50% of pre-treatment values) in 4 subjects. To study CDC in vitro, washed blood samples were reconstituted with ABO-matched normal human serum, ALEM was added and complement activation (C3 fragment deposition) and CDC of targeted CLL cells were measured by flow cytometry. Alternatively, mononuclear cells were isolated by ficoll-hypaque centrifugation and subjected to the same analyses, with very similar results. ALEM-mediated in vitro CDC of CLL cells varied from 10 to 90 % for pre-treatment blood samples. Measures of ALEM-mediated CDC and C3b fragment deposition in vitro correlated with the density of CD52 on CLL cells (P<0.001). The initial burden of circulating cells was not predictive of a drop in ALC, and pre-therapy levels of CDC were not correlated with cell clearance after therapy. On day 8, ALEM-mediated in vitro CDC of circulating CLL cells had decreased to <50% of the values measured on pre-treatment samples in 6 subjects, suggesting that cells of these patients might be developing resistance to ALEM-mediated CDC. This decrease in CDC was not correlated with decreases in levels of CD52 expression on patients’ CLL cells or with increases in expression of CCP (CD35, CD46, CD55, CD59). Our findings demonstrate that even after treatment with both RTX and ALEM, CLL cells can persist in the bloodstream in a subset of patients, suggesting that some patients have circulating CLL cells that are resistant to mAb-mediated clearance and CDC due to mechanism(s) that may include loss of antigen and possibly intrinsic resistance. Disclosures: Zent: Genzyme: Research Funding; Genentech: Research Funding; Novartis: Research Funding; G.S.K.: Research Funding. Weiner:Genentech: Consultancy.

Chronic lymphocytic leukemia/small lymphocytic lymphoma (CLL) patients with purine analog refractory disease or TP53 dysfunction still have limited treatment options and poor survival. Alemtuzumab‐containing chemoimmunotherapy regimens can be effective but frequently cause serious infections. We report a Phase II trial testing the efficacy and tolerability of a short‐duration regimen combining pentostatin, alemtuzumab, and low‐dose high‐frequency rituximab designed to decrease the risk of treatment‐associated infections and to limit the loss of CD20 expression by CLL cells. The study enrolled 39 patients with progressive CLL that was either relapsed/refractory (n = 36) or previously untreated with 17p13 deletion (17p13−) (n = 3). Thirteen (33%) patients had both 17p13− and TP53 mutations predicted to be dysfunctional, and eight patients had purine analog refractory CLL without TP53 dysfunction. Twenty‐six (67%) patients completed therapy, with only five (13%) patients having treatment‐limiting toxicity and no treatment‐related deaths. Twenty‐two (56%) patients responded to treatment, with 11 (28%) complete responses (four with incomplete bone marrow recovery). Median progression‐free survival was 7.2 months, time to next treatment was 9.1 months, and overall survival was 34.1 months. The majority of deaths (82%) were caused by progressive disease, including transformed diffuse large B‐cell lymphoma (n = 6). Correlative studies showed that low‐dose rituximab activates complement and natural killer cells without a profound and sustained decrease in expression of CD20 by circulating CLL cells. We conclude that pentostatin, alemtuzumab, and low‐dose high‐frequency rituximab is a tolerable and effective therapy for CLL and that low‐dose rituximab therapy can activate innate immune cytotoxic mechanisms without substantially decreasing CD20 expression. Am. J. Hematol. 89:757–765, 2014. © 2014 Wiley Periodicals, Inc.