Rao, R.

Abstract Background: Patients with residual invasive disease after neoadjuvant chemotherapy (NAC) for HER2-positive breast cancer remain at high risk for recurrence even with standard adjuvant trastuzumab emtansine (T-DM1). H2NVAC, a multi-epitope HER2 peptide vaccine, has previously demonstrated the ability to elicit robust and durable immune responses. Here, we assessed the safety and early immunogenicity of H2NVAC in combination with T-DM1 in this high-risk population. Methods: Patients with stage II-III HER2-positive breast cancer and residual invasive disease following NAC and HER2-directed therapy received standard adjuvant T-DM1 alongside six priming doses of H2NVAC administered every 3 weeks. The primary endpoint was the occurrence of dose-limiting toxicity (DLT) within 21 days of the first vaccination, with adverse events graded per CTCAE v5.0. Immunogenicity assessments included HER2-specific T-cell responses measured by IFNγ ELISpot and HER-specific serum antibodies measured by ELISA at baseline and 30 days after the sixth priming dose. Results: 20 patients were enrolled. H2NVAC plus T-DM1 was well tolerated with no DLTs observed. All treatment-emergent AEs were grade 1-2, with fatigue (grade 1 60%, grade 2 5%), peripheral sensory neuropathy (grade 1 35%, grade 2 10%), elevated alkaline phosphatase (grade 1 40%), nausea (grade 1 35%, grade 2 5%), arthralgia (grade 1 30%), and injection-site reactions (grade 1 50%) being most common. Robust vaccine-specific T-cell responses by ELISpot were observed in 94% of evaluable patients, who mounted HER2-specific T-cell responses at 30 days after the sixth priming dose, with a mean 197-fold increase over baseline. Further CYTOF analysis showed a significant decrease in exhausted T-cell phenotypes, with reduced LAG3 and TIM3 expression on both CD4+ and CD8+ T cells. For antibody responses by ELISA, 26% of patients developed HER2 protein-specific antibody responses at this time point. There was no significant increase in antibodies to H2NVAC peptides or to unrelated tumor antigens (p53, IGFBP2, TERT, myoglobin) at 30 days after the sixth vaccine. Ongoing correlative analyses will assess the evolution of immune responses at later time points following completion of T-DM1 therapy. Conclusions: Concurrent administration of H2NVAC with T-DM1 was safe and did not increase toxicity beyond single-agent T-DM1. To our knowledge, this is the first study to demonstrate that a cancer vaccine can be delivered concurrently with an antibody-drug conjugate without increasing adverse effects while still eliciting robust T-cell responses. Ongoing analyses will further define the kinetics and durability of vaccine-induced antibody and T-cell responses at later time points, as well as evaluate the efficacy of H2NVAC in reducing recurrence risk in the randomized phase 2 trial. Citation Format: Saranya Chumsri, Sharmila Giri, Andy J. Ness, David W. Hillman, Nadine Norton, Davitte Cogen, Brian M. Necela, Aziza Nassar, Donald W. Northfelt, Pooja Advani, Rohit Rao, Alvaro Mareno-Aspitia, Brenda Ernst, Kathryn J. Ruddy, Matthew P. Goetz, Keith L. Knutson. Safety, tolerability, and early immune responses in the safety run-in of an HER2 multi-epitope vaccine combined with T-DM1 in residual HER2-positive breast cancer [abstract]. In: Proceedings of the American Association for Cancer Research Annual Meeting 2026; Part 1 (Regular Abstracts); 2026 Apr 17-22; San Diego, CA. Philadelphia (PA): AACR; Cancer Res 2026;86(7 Suppl):Abstract nr 6715.

Abstract Background: Immune checkpoint inhibition (ICI) in combination with chemotherapy is associated with improved outcomes in a subset of patients with triple negative breast cancer (TNBC). However, biomarkers for predicting patient response, such as PD-L1 expression, have limited predictive efficiency. Voabil et al. has shown that ex vivo cytokine profiling of live tumor tissue resections treated with αPD-1 can predict patient response to ICI (Voabil et al., Nat Med. 2021). However, this method requires large amounts of tissue to address intra-specimen tumor heterogeneity, which is not feasible with standard of care (SOC) diagnostic core needle biopsies (CNBs) for breast cancer, where tissue is scarce. We show for the first time that ex vivo cytokine profiling is possible in live tumor fragments (LTFs) generated from CNBs in breast tissue. Methods: We present a cytokine profiling platform to assess response to ICI treatment in LTFs generated from CNBs. CNBs were collected from patients who were identified as potential candidates for SOC ICI (by treating physician) and enrolled in one of two prospective observational clinical trials (NCT05520099 and NCT06349642). CNBs were cut by an automated, proprietary cutting instrument to generate LTFs ofapproximately 300 µm in thickness. To address tissue heterogeneity and mitigate tissue scarcity in CNBs, we used a sequential treatment strategy in which control and ICI treatment were applied to LTFs in the same well, in a phased approach. This strategy provides a solution for the variability observed in cross-well comparisons. LTFs were encapsulated in hydrogel and treated with IgG control followed by αPD-1 (BioXCell). Cytokine production rates were measured longitudinally using multiplex assays assessing>45 cytokines, including 15 cytokines assayed by Voabil et al., and the fold changes of cytokine production rates in response to ICI over IgG control were calculated. Results: Using non-breast tumor tissue, we validated that our platform can measure changes in cytokine production in LTFs following sequential treatment, and that these measurements are comparable to those observed in a cross-well setting. In a small cohort of TNBC specimens, we show changes in cytokine production rates in response to ex vivo sequential control and ICI treatment. Ten cytokines, including IFN-γ and CXCL10, shown to be predictive of patient response to ICI in Voabil et al. were found upregulated in response to αPD-1 in TNBC specimens. Future determination of correlation with clinical response data (pathological complete response for early stage and RECIST 1.1 for metastatic patients) gathered from NCT05520099 and NCT06349642 will be used to validate platform responders and non-responders. To date, 11 patients with confirmed TNBC diagnoses have enrolled in these clinical studies. Conclusion: We report, for the first time to our knowledge, the ability to detect immune checkpoint inhibitor responses in live TNBC tissue obtained via CNBs. This proof-of-concept lays the groundwork for integrating functional tissue responses with clinical correlation data, with important implications for guiding current ICI therapies and advancing this platform for use in next-generation immuno-oncology treatments for TNBC. Citation Format: P. P. Advani, J. Harvey, J. Polley, M. Weidner, A. Arnold, D. Haley, R. Bollam, R. Rao, S. Chumsri, K. Hugghins, M. Acampora, C. Vivelo, H. Hernan, L. Hrycyniak, J. Zweng, H. Gierman, S. Bhattacharya, D. Mukhopadhyay. Ex vivo cytokine profiling of live triple negative breast cancer patient specimens from core needle biopsies illustrates proof of concept to assess tumor response to immune checkpoint inhibition [abstract]. In: Proceedings of the San Antonio Breast Cancer Symposium 2025; 2025 Dec 9-12; San Antonio, TX. Philadelphia (PA): AACR; Clin Cancer Res 2026;32(4 Suppl):Abstract nr PS4-01-08.